Safety of SNK01 in Subjects With Alzheimer's Disease (ASK-AD) (ASK-AD)
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ClinicalTrials.gov Identifier: NCT04678453 |
Recruitment Status :
Recruiting
First Posted : December 22, 2020
Last Update Posted : May 11, 2023
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Condition or disease | Intervention/treatment | Phase |
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Alzheimer Disease Neuro-Degenerative Disease | Biological: SNK01 | Phase 1 |
Study Type : | Interventional (Clinical Trial) |
Estimated Enrollment : | 30 participants |
Allocation: | Non-Randomized |
Intervention Model: | Sequential Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Single Center, Open Label, Phase 1 Study to Evaluate the Safety, Tolerability and Exploratory Efficacy of SNK01 in Subjects With Alzheimer's Disease (AD) |
Actual Study Start Date : | January 6, 2021 |
Estimated Primary Completion Date : | December 2023 |
Estimated Study Completion Date : | December 2023 |

Arm | Intervention/treatment |
---|---|
Experimental: Cohort 1 - Low dose SNK01
SNK01 (low dose) administered once every three weeks (Q3W) for four cycles.
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Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells |
Experimental: Cohort 2 - Medium dose SNK01
SNK01 (medium dose) administered Q3W for four cycles.
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Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells |
Experimental: Cohort 3 - High dose SNK01
SNK01 (high dose) administered Q3W for four cycles.
|
Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells |
Experimental: Cohort 4 - SNK01 at Maximum Tolerated Dose (MTD) / Recommended Phase 2 Dose (RP2D)
SNK01 (at MTD/RP2D) administered Q3W for four cycles.
|
Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells |
- To determine the safety profile of SNK01 monotherapy in patients with mild cognitive impairment (MCI) or Alzheimer's Disease by monitoring for adverse events. [ Time Frame: Up to 6 months ]Evaluated by the number of treatment emergent adverse event (TEAE) Grade 3 or higher considered to be related to SNK01, adverse events (AEs) of Grade 3 or higher using the National Cancer Institute's Common Terminology Criteria for Adverse Events (CTCAE) v5.0, measurements of vital signs, clinical laboratory tests and physical examination.
- To determine the tolerability of SNK01 monotherapy in patients with mild cognitive impairment (MCI) or Alzheimer's Disease by monitoring for adverse events. [ Time Frame: Up to 6 months ]Evaluated by the number of treatment emergent adverse event (TEAE) Grade 3 or higher considered to be related to SNK01, adverse events (AEs) of Grade 3 or higher using the National Cancer Institute's Common Terminology Criteria for Adverse Events (CTCAE) v5.0, measurements of vital signs, clinical laboratory tests and physical examination.
- To determine the maximum tolerated dose (MTD)/recommended Phase 2 dose (RP2D) of SNK01 monotherapy. [ Time Frame: Up to 6 months ]Assessed by the incidence of dose-limiting toxicities, defined by treatment emergent adverse event (TEAE) Grade 3 or higher considered to be related to SNK01, in each dose level.
- To assess preliminary efficacy of SNK01 measured by Alzheimer's Disease Assessment Scale Cognitive subscale (ADAS-Cog). [ Time Frame: Baseline, Week 11, End of Study (Week 22) ]
- To assess preliminary efficacy of SNK01 measured by Mini-Mental Status Exam (MMSE). [ Time Frame: Baseline, Week 11, End of Study (Week 22) ]
- To assess preliminary efficacy of SNK01 measured by Clinical Dementia Rating Scale: Sum of Boxes (CDR-SB). [ Time Frame: Baseline, Week 11, End of Study (Week 22) ]
- To assess preliminary efficacy of SNK01 measured by Alzheimer's Disease Composite Score (ADCOMS). [ Time Frame: Baseline, Week 11, End of Study (Week 22) ]
- To assess preliminary efficacy of SNK01 measured by cerebrospinal fluid (CSF) biomarkers: amyloid beta 42, T-tau and P-tau. [ Time Frame: Baseline, Week 11, End of Study (Week 22) ]

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Ages Eligible for Study: | 55 Years to 85 Years (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Capable of giving signed informed consent which includes compliance with the requirements and restrictions listed in the informed consent form and protocol. If the subject is incapable of giving or signing informed consent, the subject must have a legally authorized representative willing to consent on their behalf.
- Subject must be ≥ 55 to 85 years old at the time of consent.
- Magnetic resonance imaging (MRI) scans of the brain within the past six months reveal evidence and findings consistent with Alzheimer's disease, including hippocampal volume loss and/or overall cerebral atrophy (cerebral volume loss).
- Fluorodeoxyglucose-positron emission tomography (FDG-PET) scans of the brain within the past six months reveal evidence and findings consistent with mild cognitive impairment or Alzheimer's disease.
- Subject presenting, during evaluation by the study Investigator, to have spontaneous memory loss or presenting abnormal memory function in early screening.
- Subject must be in good health with adequate hearing and vision.
- Subject must have a reliable caregiver.
- Women of childbearing potential who are not abstinent and intend to be sexually active with a nonsterilized male partner must be willing to use an adequate method of contraception throughout the study and for one month following the last day of the last administration of final study drug dose. Acceptable methods include hormonal contraception (oral contraceptives [taken 90 days prior to administration of study drug], intrauterine devices (IUD), or double barrier methods (e.g., vaginal diaphragm/vaginal sponge plus condoms, or condom plus spermicidal jelly), sexual abstinence, or a vasectomized partner.
Exclusion Criteria:
- Any medical or neurological conditions, other than Alzheimer's disease, that could contribute to the cause of cognitive impairment in the subject. Examples include, but are not limited to, frontotemporal dementia (FTD), Lewy body dementia, vascular dementia, Parkinson's disease, corticobasal degeneration, Creutzfeldt-Jakob disease, progressive supranuclear palsy, Huntington's disease, normal pressure hydrocephalus, seizure disorders or cerebral hypoxia, post-traumatic stress disorder (PTSD), or alcohol or medication use or abuse.
- Subject does not present with signs of mild cognitive impairment or Alzheimer's disease at screening, or during evaluation by the study Investigator.
- Subject presents with significant brain disease including hemorrhage or infarction.
- Subject has a history of cerebrovascular accident or transient ischemic attack (TIA), or unexplainable loss of consciousness during the past year.
- Subject has a history of schizophrenia, schizoaffective disorder, major depressive disorder (MDD), bipolar disorder, or any other clinically relevant psychiatric disease.
- Subject has a history of seizure episodes within the past three years.
- Subject has uncontrolled diabetes mellitus.
- Subject has a history of unstable angina, myocardial infarction, chronic heart failure, or clinically relevant conduction abnormalities within the year prior to screening.
- Subject suffers from renal or hepatic failure.
- Subject is infected with the human immunodeficiency virus (HIV), Hepatitis B (Hep B), Hepatitis C (Hep C), or any other infection or active systemic disease.
- Subject is using anticoagulants (except aspirin at or below a prophylactic dose).
- Subject is currently exceeding the normal recommended dosage for any drug used to treat Alzheimer's disease (e.g., memantine or acetylcholinesterase inhibitors [AChEI]).
- Subject has contraindication to MRI scans, FDG-PET scans, or lumbar spinal taps.
- Subject whose safety is considered to be at risk from trial's intervention, as determined by the study Investigator.
- Pregnant or lactating female subjects.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT04678453
Contact: NKGen Biotech, Inc. | 949-396-6830 | trials@nkgenbiotech.com |
Mexico | |
Hospital Angeles Tijuana | Recruiting |
Tijuana, Baja California, Mexico, 22010 | |
Contact: Clemente Humberto Zúñiga Gil, MD |
Principal Investigator: | Clemente Humberto Zúñiga Gil, MD | Hospital Angeles Tijuana |
Responsible Party: | NKGen Biotech, Inc. |
ClinicalTrials.gov Identifier: | NCT04678453 |
Other Study ID Numbers: |
SNK01-MX04 |
First Posted: | December 22, 2020 Key Record Dates |
Last Update Posted: | May 11, 2023 |
Last Verified: | March 2023 |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
Product Manufactured in and Exported from the U.S.: | Yes |
Natural killer cell NK cell Expanded natural killer cell Alzheimer's Disease |
Neurodegenerative diseases Neurocognitive disorders Brain diseases Autologous natural killer cell |
Alzheimer Disease Neurodegenerative Diseases Dementia Brain Diseases Central Nervous System Diseases |
Nervous System Diseases Tauopathies Neurocognitive Disorders Mental Disorders |