Phase 1b/2 Study of BKM120 Plus Trastuzumab in Patients With HER2-positive Breast Cancer
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ClinicalTrials.gov Identifier: NCT01132664 |
Recruitment Status :
Terminated
(Due to the rare patient population and challenges to enroll patients.)
First Posted : May 28, 2010
Results First Posted : October 30, 2015
Last Update Posted : August 17, 2016
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This study will assess the safety and efficacy of BKM120 in combination with trastuzumab in patients with relapsing HER2 overexpressing breast cancer who have previously failed trastuzumab.
The study will further assess the safety and preliminary efficacy of BKM120 in combination with trastuzumab and capecitabine in patients with relapsing HER2 overexpressing breast cancer and brain metastases (BM) who have previously failed trastuzumab.
Condition or disease | Intervention/treatment | Phase |
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Metastatic Breast Cancer HER2+ Breast Cancer | Drug: BKM120 Drug: Trastuzumab Drug: Capecitabine | Phase 1 Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 72 participants |
Allocation: | Non-Randomized |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Phase Ib/II, Open Label, Multi-center Study Evaluating the Safety and Efficacy of BKM120 in Combination With Trastuzumab in Patients With Relapsing HER2 Overexpressing Breast Cancer Who Have Previously Failed Trastuzumab |
Study Start Date : | May 2010 |
Actual Primary Completion Date : | August 2014 |
Actual Study Completion Date : | August 2014 |

Arm | Intervention/treatment |
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Experimental: HER2+ metastatic breast cancer
Patients with HER2-overexpressing metastatic breast cancer, with or without PIK3 signaling pathway alteration, who have previously failed trastuzumab
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Drug: BKM120
Buparlisib (BKM120) is the investigational drug. Burparlisib was supplied as 10 mg and 50 mg hard gelatin capsules. Buparlisib was dosed on a flat scale of mg/day and not adjusted to body weight or body surface area. Buparlisib capsules were packaged in high density polyethylene bottles with a plastic child resistant closure. Drug: Trastuzumab Trastuzumab was used in this study according to the local regulations in each participating country. A loading dose (4 mg/kg) of trastuzumab was administered (if required as assessed by the principal Investigator based on the timing of the last trastuzumab dose prior to enrollment) on Day -7 over 90 minutes, followed by weekly intravenous infusion of 2 mg/kg maintenance doses from Day 1 of Cycle 1 (over 30 minutes if the previous infusion was well tolerated). |
Experimental: HER2+ metastatic breast cancer with BM
Patients with HER2-overexpressing metastatic breast cancer and brain metastases, with or without PIK3 signaling pathway alteration, who have previously failed trastuzumab
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Drug: BKM120
Buparlisib (BKM120) is the investigational drug. Burparlisib was supplied as 10 mg and 50 mg hard gelatin capsules. Buparlisib was dosed on a flat scale of mg/day and not adjusted to body weight or body surface area. Buparlisib capsules were packaged in high density polyethylene bottles with a plastic child resistant closure. Drug: Trastuzumab Trastuzumab was used in this study according to the local regulations in each participating country. A loading dose (4 mg/kg) of trastuzumab was administered (if required as assessed by the principal Investigator based on the timing of the last trastuzumab dose prior to enrollment) on Day -7 over 90 minutes, followed by weekly intravenous infusion of 2 mg/kg maintenance doses from Day 1 of Cycle 1 (over 30 minutes if the previous infusion was well tolerated). Drug: Capecitabine 1000 mg/m2 twice a day from day 1 to Day 14 of a 21-day cycle. |
- Dose Limiting Toxicity (DLT) - Phase l Only [ Time Frame: cycle 1 - 28 days ]Determination of the maximum tolerated dose (MTD) in the dose escalation part of the study was based upon the estimation of the probability of DLT in Cycle 1 in patients of the dose-determining set.
- Overall Response Rate (ORR) - Phase ll [ Time Frame: 18 months ]
Objective response rate (ORR) was defined as the rate of patients with best overall response (BOR) equal to complete response (CR) or partial response (PR) according to RECIST 1.0 from the Investigators review.
Per Response Evaluation Criteria In Solid Tumors (RECIST) version 1.0 assessed of the disease status by imaging (i.e. CT/MRI): Complete Response (CR) = Disappearance of all tumor lesions; Partial Response (PR)= >=30% shrinkage of lesions; Overall Response (OR) = patients with CR and PR.
- Disease Control Rate (DCR) Based on Investigator Assessment- Phase l & ll [ Time Frame: 18 months ]
Disease control rate (DCR) = patients with complete response (CR), partial response (PR) or stable disease (SD) as per RECIST criteria.
Response Evaluation Criteria In Solid Tumors (RECIST) version 1.0 assessed the disease status by imaging (i.e. CT/MRI): CR = disappearance of all tumor lesions; PR = >=30% shrinkage of lesions; SD = Neither sufficient shrinkage to qualify for PR or CR nor an increase in lesions which would qualify for progressive disease (PD); PD = At least a 20% increase in the sum of the longest diameter of all measured target lesions, taking as reference the smallest sum of longest diameter of all target lesions recorded at or after baseline.
- Clinical Benefit Rate (CBR) - Phase l & ll [ Time Frame: 18 months ]
CBR = patients with CR, PR or SD ≥ 24 weeks according to RECIST by the investigator.
Response Evaluation Criteria In Solid Tumors (RECIST) version 1.0 assessed the disease status by imaging (i.e. CT/MRI): CR = Disappearance of all tumor lesions; PR= >=30% shrinkage of lesions; SD = Neither sufficient shrinkage to qualify for PR or CR nor an increase in lesions which would qualify for PD; PD = At least a 20% increase in the sum of the longest diameter of all measured target lesions, taking as reference the smallest sum of longest diameter of all target lesions recorded at or after baseline.
- Progression Free Survival (PFS) - Based on Investigator Review Using Kaplan Meier - Phase l & ll [ Time Frame: 18 months ]

Choosing to participate in a study is an important personal decision. Talk with your doctor and family members or friends about deciding to join a study. To learn more about this study, you or your doctor may contact the study research staff using the contacts provided below. For general information, Learn About Clinical Studies.
Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- World Health Organization (WHO) Performance Status of ≤ 2
- Patients with HER2+ breast cancer by local laboratory testing (immunohistochemistry [IHC] 3+ staining or fluorescence in situ hybridization [FISH] confirmation for IHC 2+ and 1+)
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Documented tumor resistance to trastuzumab:
- Recurrence while on trastuzumab or within 12 months since the last infusion for patients who received trastuzumab as adjuvant treatment
- Progression while on or within 4 weeks since the last infusion of trastuzumab for patients who received trastuzumab for metastatic disease.
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Documented evidence of progressive disease per Response Evaluation Criteria in Solid Tumors (RECIST) on trastuzumab-based therapy defined as:
- Phase Ib: at any time before study entry
- Phase II: within 16 weeks before date of first dosing
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Received at least 1 but no more than 4 prior anit-HER2 based regimens including at least 1 regimen containing trastuzumab (adjuvant or neo-adjuvant trastuzumab will be considered as one prior regimen). HER2 directed therapies are defined as comprising trastuzumab, lapatinib, and trastuzumab-DM1 (T-DM1) only.
• Phase II only: trastuzumab, T-DM1 or lapatinib must be part of the most recent line of therapy
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Previous lines of cytotoxic chemotherapy:
- Phase Ib: no more than 4 lines of cytotoxic chemotherapy
- Phase II: no more than 3 lines of cytotoxic chemotherapy
Measurable disease:
- Phase Ib: patient has at least one measurable lesion or non-measurable disease as defined per RECIST
- Phase II: patient has at least one measureable lesion as defined per RECIST
|| Specific Inclusion Criteria for patients in BM cohorts:
- Patient has evidence of progressing brain metastases and/or new metastatic brain lesion(s) without leptomeningeal disease.
- Patient has received prior WBRT and/or SRS at at >28 and >/= 14 days, respectively, prior to starting study drug and the patient must have recovered from the side effects of the therapy
- WHO performance status of </=1
- PT INR </= 1.5
- Any number of prior HER2-directed and cytotoxic regimens, and the most recent line may be any type of anti-neoplastic therapy
|| Exclusion Criteria:
- Patients with untreated brain metastases
- Patients with acute or chronic liver, renal disease or pancreatitis
- Patients with any peripheral neuropathy ≥ Common Terminology Criteria for Adverse Events (CTCAE) grade 2
- Patients with a history of mood disorders or ≥ CTCAE grade 3 anxiety
- Patient with clinical manifest diabetes mellitus or steroid-induced diabetes mellitus
|| Specific Exclusion Criteria for patients in BM cohorts
- Prior treatment with capecitabine
- Patient has known dihydropyrimidine dehydrogenase (DPD) deficiency
- Patient is currently receiving treatment with EIAED
- Other protocol-defined inclusion/exclusion criteria may apply

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT01132664
United States, Alabama | |
University of Alabama at Birmingham/ Kirklin Clinic Univ AL - PI | |
Birmingham, Alabama, United States, 35294-0006 | |
United States, Arkansas | |
Highlands Oncology Group Dept of Highlands Oncology Grp | |
Fayetteville, Arkansas, United States, 72703 | |
United States, Florida | |
H. Lee Moffitt Cancer Center & Research Institute | |
Tampa, Florida, United States, 33612 | |
United States, Michigan | |
Karmanos Cancer Institute Dept.of KarmanosCancerInst (6) | |
Detroit, Michigan, United States, 48201 | |
United States, Missouri | |
Washington University School Of Medicine-Siteman Cancer Ctr WA Siteman | |
St. Louis, Missouri, United States, 63110 | |
United States, New York | |
Beth Israel Medical Center BIMC | |
New York, New York, United States, 10003 | |
United States, Tennessee | |
Sarah Cannon Research Institute Sarah Cannon Cancer Center SC | |
Nashville, Tennessee, United States, 37203 | |
Belgium | |
Novartis Investigative Site | |
Liege, Belgium, 4000 | |
Novartis Investigative Site | |
Wilrijk, Belgium, 2610 | |
France | |
Novartis Investigative Site | |
Lyon Cedex, France, 69373 | |
Novartis Investigative Site | |
Saint-Herblain Cédex, France, 44805 | |
Italy | |
Novartis Investigative Site | |
Cagliari, CA, Italy, 09134 | |
Novartis Investigative Site | |
Macerata, MC, Italy, 62100 | |
Novartis Investigative Site | |
Modena, MO, Italy, 41100 | |
Novartis Investigative Site | |
Terni, TR, Italy, 05100 | |
Spain | |
Novartis Investigative Site | |
Barcelona, Catalunya, Spain, 08035 | |
Novartis Investigative Site | |
Hospitalet de LLobregat, Catalunya, Spain, 08907 | |
Novartis Investigative Site | |
Valencia, Comunidad Valenciana, Spain, 46010 | |
United Kingdom | |
Novartis Investigative Site | |
Brighton, East Sussex, United Kingdom, BN2 5BE | |
Novartis Investigative Site | |
Nottingham, United Kingdom, NG5 1PB | |
Novartis Investigative Site | |
Oxford, United Kingdom, OX3 7LJ |
Study Director: | Novartis Pharmaceuticals | Novartis Pharmaceuticals |
Responsible Party: | Novartis Pharmaceuticals |
ClinicalTrials.gov Identifier: | NCT01132664 |
Other Study ID Numbers: |
CBKM120X2107 2009-015417-46 ( EudraCT Number ) |
First Posted: | May 28, 2010 Key Record Dates |
Results First Posted: | October 30, 2015 |
Last Update Posted: | August 17, 2016 |
Last Verified: | August 2016 |
HER2 metastatic breast cancer brain metastases BKM120 PIK3 Herceptin |
trastuzumab capecitabine open-label maximum tolerated dose Phase I/Phase ll |
Breast Neoplasms Neoplasms by Site Neoplasms Breast Diseases Skin Diseases Capecitabine |
Trastuzumab Antimetabolites, Antineoplastic Antimetabolites Molecular Mechanisms of Pharmacological Action Antineoplastic Agents Antineoplastic Agents, Immunological |