Safety of SNK01 in Subjects With Pathologically Confirmed Metastatic and/or Unresectable Cancer Refractory to Conventional Therapy
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ClinicalTrials.gov Identifier: NCT03941262 |
Recruitment Status :
Active, not recruiting
First Posted : May 7, 2019
Last Update Posted : March 15, 2023
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Condition or disease | Intervention/treatment | Phase |
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Refractory Cancer Metastatic Cancer Recurrent Cancer Unresectable Carcinoma Solid Tumor, Adult Advanced Cancer Advanced Solid Tumor | Biological: SNK01 Drug: Avelumab Drug: Pembrolizumab | Phase 1 |
Study Type : | Interventional (Clinical Trial) |
Estimated Enrollment : | 27 participants |
Allocation: | Non-Randomized |
Intervention Model: | Sequential Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Phase 1, Open-Label, Safety Study of Escalating Doses of Ex Vivo Expanded, Autologous Natural Killer Cells in Patients With Pathologically Confirmed Cancer Refractory to Conventional Therapy |
Actual Study Start Date : | July 15, 2019 |
Actual Primary Completion Date : | February 17, 2023 |
Estimated Study Completion Date : | May 2023 |

Arm | Intervention/treatment |
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Experimental: Cohort 1 - Low dose SNK01
SNK01 (low dose) administered once a week for five weeks.
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Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells |
Experimental: Cohort 2 - Medium dose SNK01
SNK01 (medium dose) administered once a week for five weeks.
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Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells |
Experimental: Cohort 3 - High dose SNK01
SNK01 (high dose) administered once a week for five weeks.
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Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells |
Experimental: Cohort 4 - SNK01 with avelumab
SNK01 (high dose) administered in combination with avelumab once every two weeks (14-day cycle) for five cycles.
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Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells Drug: Avelumab Avelumab is a humanized monoclonal antibody immune checkpoint blockade immunotherapy that targets the programmed cell death-ligand 1 (PD-L1).
Other Name: Bavencio |
Experimental: Cohort 4 - SNK01 with pembrolizumab
SNK01 (high dose) administered in combination with pembrolizumab once every three weeks (21-day cycle) for five cycles.
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Biological: SNK01
Patient-specific ex vivo expanded autologous natural killer cells Drug: Pembrolizumab Pembrolizumab is a humanized monoclonal antibody immune checkpoint blockade immunotherapy that targets the programmed cell death receptor-1 (PD-1).
Other Name: Keytruda |
- To assess the safety profile [ Time Frame: Up to 6 months ]Assessed by the incidence and severity of dose limiting toxicity (DLT) and other adverse events graded according to the National Cancer Institute's Common Toxicity Criteria for Adverse Events (NCI-CTCAE), Version 5.0, or the cytokine release syndrome revised grading system.
- To assess clinical objective response rate (ORR) of SNK01 in patients with refractory cancer [ Time Frame: Up to 12 months ]Objective response rate (ORR) is defined by the percentage of subjects who achieve a confirmed complete response (CR) or partial response (PR) per Response Evaluation Criteria in Solid Tumors (RECIST), Version 1.1.
- To assess clinical objective response rate (ORR) of SNK01 in combination with avelumab in patients with refractory cancer [ Time Frame: Up to 12 months ]Objective response rate (ORR) is defined by the percentage of subjects who achieve a confirmed complete response (CR) or partial response (PR) per Response Evaluation Criteria in Solid Tumors (RECIST), Version 1.1.
- To assess clinical objective response rate (ORR) of SNK01 in combination with pembrolizumab in patients with refractory cancer [ Time Frame: Up to 12 months ]Objective response rate (ORR) is defined by the percentage of subjects who achieve a confirmed complete response (CR) or partial response (PR) per Response Evaluation Criteria in Solid Tumors (RECIST), Version 1.1.

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Ages Eligible for Study: | 18 Years to 75 Years (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Voluntary written informed consent signed by patient, obtained prior to study enrollment.
- Males and females ages 18 to 75 years, inclusive.
- Pathologically confirmed diagnosis of refractory cancer that has failed three or more prior lines of conventional standard of care therapy.
- Diagnosed with any histologically confirmed malignancy whose disease is confirmed to be metastatic and/or unresectable for which standard curative or beneficial treatments are no longer effective.
- Eastern Cooperative Oncology Group (ECOG) performance status <2.
- At least 4 weeks since any prior systemic therapy (excluding corticosteroid therapy) to treat the underlying malignancy (standard or investigational).
- At least 2 weeks since prior palliative radiotherapy.
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Adequate bone marrow function:
- Neutrophils: 2.0-8.0 K/uL
- Platelet Count: 140-440 K/uL
- Hemoglobin: 10.0-18.0 g/dL
- No ongoing transfusion requirements
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Adequate hepatic function:
- Serum total bilirubin < 1.5 x upper limit of normal (ULN)
- Serum albumin ≥ 3.0 g/dL
- Alanine transaminase (ALT) and aspartate transaminase (AST) ≤ 2.5 x ULN
- International normalized ratio (INR) ≤ 1.5 x ULN
- Adequate renal function with creatinine ≤ 2.0 mg/dL.
- Negative pregnancy test for women of childbearing potential and use of effective contraception (hormonal or barrier method of birth control) during study.
Exclusion Criteria:
- Pregnant and/or lactating females.
- Life expectancy of less than three months.
- Currently being treated by "biological therapy" as defined by the National Cancer Institute (example: checkpoint inhibitors, adoptive cell transfer, monoclonal antibodies, treatment vaccines, cytokines, Bacillus Calmette-Guerin (BCG), chimeric antigen receptor T cell therapy (CAR-T), and natural killer cell therapy).
- Patients tested positive for hepatitis B and/or C surface antigen.
- High fever or any active or unresolved infection, including human immunodeficiency virus (HIV) positive.
- Autoimmune disease requiring therapy; immunodeficiency, or any disease process requiring immunosuppressive therapy.
- Prior clinical trial requiring patient to receive an investigational drug within two weeks of enrollment.
- Congestive heart failure, unstable angina or other underlying cardiac disease; history of thrombosis currently requiring anticoagulation.
- Mental or psychological illness preventing cooperation with treatment, efficacy evaluations, or unable to understand the informed consent process.
- Subjects who have undergone prior organ transplantation, including allogeneic stem-cell transplantation.
- Adult subjects who lack capacity to consent for themselves and for whom consent must be provided by a legally authorized representative.
- For SNK01+avelumab arm only: Subjects with prior hypersensitivity to avelumab or its excipients, including known severe hypersensitivity reactions to monoclonal antibodies (NCI CTCAE v4.03 Grade ≥ 3).
- For SNK01+avelumab arm only: Subjects with a significant immune-mediated adverse event due to a prior checkpoint inhibitor immunotherapy that led to permanent discontinuation of the therapy.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT03941262
United States, California | |
Sarcoma Oncology Research Center | |
Santa Monica, California, United States, 90403 |
Study Director: | Paul Chang, MPH | NKGen Biotech, Inc. |
Responsible Party: | NKGen Biotech, Inc. |
ClinicalTrials.gov Identifier: | NCT03941262 |
Other Study ID Numbers: |
SNK01-US01 |
First Posted: | May 7, 2019 Key Record Dates |
Last Update Posted: | March 15, 2023 |
Last Verified: | March 2023 |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
Natural killer cell NK cell Expanded natural killer cell Immunotherapy Cancer Metastatic cancer |
Advanced solid tumor Refractory cancer Recurrent cancer Unresectable carcinoma Solid tumor Neoplasms |
Neoplasms Neoplasm Metastasis Recurrence Neoplastic Processes Pathologic Processes Disease Attributes |
Pembrolizumab Avelumab Antineoplastic Agents, Immunological Antineoplastic Agents Immune Checkpoint Inhibitors Molecular Mechanisms of Pharmacological Action |