EMST in Patients Undergoing CRT for HNCA

• ClinicalTrials.gov Identifier: NCT03916809
• Recruitment Status: Recruiting
• First Posted: April 16, 2019
• Last Update Posted: November 12, 2020
• Sponsor: University of Wisconsin, Milwaukee
• Collaborators: Froedtert Hospital; Medical College of Wisconsin
• Information provided by (Responsible Party): Barbara Pauloski, University of Wisconsin, Milwaukee

Study Description

Brief Summary:

This study is a randomized trial examining the impact of expiratory muscle strength training (EMST) on maintenance of safe and efficient oropharyngeal swallow function in persons with cancer of the head and neck (HNCA) undergoing treatment with radiation therapy or chemoradiotherapy (RT/CRT).

Condition or disease	Intervention/treatment	Phase
Head and Neck Neoplasms; Deglutition Disorders	Other: EMST	Not Applicable

Detailed Description:

Thirty (30) persons with newly-diagnosed HNCA who will be treated with RT/CRT will be randomized to an 8-week program of either Active Expiratory Muscle Strength Training (EMST) + Standard Care or Sham EMST + Standard Care in order to examine the impact of EMST on swallowing function. The training program will consist of 5 sets of 5 breaths, 5 days per week for 8 weeks, coincident with RT/CRT. Patients randomized to the Active EMST group will use the EMST150 (product name) expiratory muscle strength trainer according to package instructions. Those randomized to the Sham EMST group will use an EMST150 device that has been modified to eliminate resistance to airflow.

All subjects will be evaluated prior to initiation of cancer treatment (baseline assessment), 4 weeks into cancer treatment and again at the completion of cancer treatment (8 weeks after initiation of treatment). Assessment will include measurement of maximum expiratory pressure (MEP), a videofluoroscopic swallow study (VFSS) to objectively document swallow function, and administration of swallow-related quality of life (QOL) questionnaires.

Study Design

• Study Type: Interventional (Clinical Trial)
• Estimated Enrollment: 30 participants
• Allocation: Randomized
• Intervention Model: Parallel Assignment
• Intervention Model Description: Subjects will be randomized to an 8-week program of either Active Expiratory Muscle Strength Training (EMST) + Standard Care or Sham EMST + Standard Care in order to examine the impact of EMST on swallowing function.
• Masking: Double (Participant, Outcomes Assessor)

Masking Description

Subjects will not know whether the device that they are given has a functioning valve spring or whether the valve spring has been removed.

Researchers assessing the outcomes will not know the arm to which the subject was randomized.

• Primary Purpose: Supportive Care
• Official Title: Impact of Expiratory Muscle Strength Training (EMST) on Swallowing Function in Persons Undergoing Radiotherapy With or Without Chemotherapy (CRT) for Cancers of the Head and Neck (HNCA)
• Actual Study Start Date: July 12, 2017
• Estimated Primary Completion Date: August 1, 2021
• Estimated Study Completion Date: August 1, 2022

Arms and Interventions

Arm	Intervention/treatment
Experimental: Active EMST + Standard Care; Patients randomized to the Active EMST + Standard Care arm (ACTIVE) will use the EMST150 device as packaged, i.e. following package instructions with a device that has its valve spring maintained.	Other: EMST; Expiratory muscle strength training (EMST) is an exercise program designed to strengthen the muscles of expiration by increasing expiratory load during breathing exercises using either resistive or pressure threshold devices. The EMST150 is a commercially-available device considered non-significant risk (NSR). The EMST150 device will be used for this study.
Sham Comparator: Sham EMST + Standard Care; Those randomized to the Sham EMST + Standard Care arm (SHAM) will use an EMST150 device that has been modified by removing the internal spring, which allows the valve to open in response to airflow through the device regardless of the amount of pressure generated.	Other: EMST; Expiratory muscle strength training (EMST) is an exercise program designed to strengthen the muscles of expiration by increasing expiratory load during breathing exercises using either resistive or pressure threshold devices. The EMST150 is a commercially-available device considered non-significant risk (NSR). The EMST150 device will be used for this study.

Outcome Measures

Primary Outcome Measures :

1. Feeding-tube-free food intake (days) [ Time Frame: 8 weeks ]
   the number of days from the beginning of the study until change in feeding status from 100% oral intake to combined oral intake and tube intake and/or 100% tube feeding will be calculated

Secondary Outcome Measures :

1. Penetration-Aspiration Scale rating (number) [ Time Frame: 8 weeks ]
   From Videofluoroscopic Swallow Studies (VFSS), change in Penetration-Aspiration scale score will be determined from baseline to mid-treatment to post-treatment. Penetration-Aspiration Scale is an 8-point ordinal rating scale.
2. Timing of Aspiration (category) [ Time Frame: 8 weeks ]
   From Videofluoroscopic Swallow Studies (VFSS), timing of aspiration will be determined from baseline to mid-treatment to post-treatment. Timing is identified as a category, either before, during, or after.
3. Presence of pharyngeal residue (dichotomous) [ Time Frame: 8 weeks ]
   From Videofluoroscopic Swallow Studies (VFSS), the presence of residue in the pharynx (yes or no) will be determined from baseline to mid-treatment to post-treatment.
4. Extent of hyoid movement (mm) [ Time Frame: 8 weeks ]
   From Videofluoroscopic Swallow Studies (VFSS), the change in extent of hyoid movement in mm will be determined from baseline to mid-treatment to post-treatment.
5. Upper esophageal sphincter (UES) opening width (mm) [ Time Frame: 8 weeks ]
   From Videofluoroscopic Swallow Studies (VFSS), the change in width of UES opening width in mm will be determined from baseline to mid-treatment to post-treatment.

Other Outcome Measures:

1. Eating Assessment Tool (EAT-10) (number) [ Time Frame: 8 weeks ]
   Change in score on the EAT-10 will be calculated from baseline to mid-treatment to post-treatment. EAT-10 is an ordinal rating scale with values that range from 0 to 40, with lower score reflecting better function.
2. M.D. Anderson Dysphagia Inventory (MDADI) (number) [ Time Frame: 8 weeks ]
   Change in scores on the M.D. Anderson Dysphagia Inventory (MDADI) will be calculated from baseline to mid-treatment to post-treatment. MDADI consists of four ordinal rating scales with scores ranging from 0 to 100 with higher score reflecting better function.

Eligibility Criteria

• Ages Eligible for Study: 18 Years and older (Adult, Older Adult)
• Sexes Eligible for Study: All
• Accepts Healthy Volunteers: No

Criteria

Inclusion Criteria:

• New diagnosis of cancer in the oral cavity, oropharynx, hypopharynx, or larynx;
• Planned treatment with primary radiotherapy with or without chemotherapy;
• Age 18 or older and able to provide consent;
• Ability to use the EMST150 device (hold in mouth and maintain lip seal)

Exclusion Criteria:

• Primary surgery to the head and neck (neck dissection is permitted);
• Unknown primary tumor;
• Primary cancers of the nasopharynx, paranasal sinuses, salivary glands and skin.
• Progressive neurologic condition affecting muscle strength (e.g. amyotrophic lateral sclerosis (ALS), Parkinson's disease)
• Dysphagia not related to HNCA (e.g. unresolved swallowing difficulty post-stroke or post--traumatic brain injury (TBI))
• Prior history of head and neck radiotherapy

Contacts and Locations

Contacts

Contact: Barbara Pauloski, Ph.D.; 4142296719; pauloski@uwm.edu

Contact: Stephanie Stevens, M.S.

Locations

United States, Wisconsin

University of Wisconsin Milwaukee; Active, not recruiting

Milwaukee, Wisconsin, United States, 53211

Froedtert Hospital; Recruiting

Milwaukee, Wisconsin, United States, 53226

Contact: Stephanie Stevens, MS

Sponsors and Collaborators

University of Wisconsin, Milwaukee

Froedtert Hospital

Medical College of Wisconsin

Investigators

• Principal Investigator: Barbara Pauloski; University of Wisconsin, Milwaukee

More Information

• Responsible Party: Barbara Pauloski, Associate Professor, University of Wisconsin, Milwaukee
• ClinicalTrials.gov Identifier: NCT03916809
• Other Study ID Numbers: PRO29168
• First Posted: April 16, 2019
• Last Update Posted: November 12, 2020
• Last Verified: November 2020

Individual Participant Data (IPD) Sharing Statement:

• Plan to Share IPD: No

• Studies a U.S. FDA-regulated Drug Product: No
• Studies a U.S. FDA-regulated Device Product: No

Keywords provided by Barbara Pauloski, University of Wisconsin, Milwaukee:

oropharyngeal cancer; laryngeal cancer; swallow; chemoradiation; expiratory muscle strength training

Additional relevant MeSH terms:

Head and Neck Neoplasms; Deglutition Disorders; Neoplasms by Site; Neoplasms; Esophageal Diseases; Gastrointestinal Diseases; Digestive System Diseases; Pharyngeal Diseases; Otorhinolaryngologic Diseases