Trial of Mosunetuzumab (BTCT4465A) as Consolidation Therapy in Participants With Diffuse Large B-Cell Lymphoma Following First-Line Immunochemotherapy and as Monotherapy or in Combination With Polatuzumab Vedotin in Elderly/Unfit Participants With Previously Untreated Diffuse Large B-Cell Lymphoma
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ClinicalTrials.gov Identifier: NCT03677154 |
Recruitment Status :
Active, not recruiting
First Posted : September 19, 2018
Last Update Posted : May 1, 2023
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Condition or disease | Intervention/treatment | Phase |
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Diffuse Large B-cell Lymphoma | Drug: Mosunetuzumab Intravenous (IV) Drug: Mosunetuzumab Subcutaneous (SC) Drug: Polatuzumab Vedotin Drug: Tocilizumab | Phase 1 Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Estimated Enrollment : | 188 participants |
Allocation: | Randomized |
Intervention Model: | Parallel Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | A Phase I/II Trial of Mosunetuzumab (BTCT4465A) as Consolidation Therapy in Patients With Diffuse Large B-Cell Lymphoma Following First-Line Immunotherapy and as Monotherapy or in Combination With Polatuzumab Vedotin in Elderly/Unfit Patients With Previously Untreated Diffuse Large B-Cell Lymphoma |
Actual Study Start Date : | May 23, 2019 |
Estimated Primary Completion Date : | February 4, 2024 |
Estimated Study Completion Date : | February 20, 2024 |

Arm | Intervention/treatment |
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Experimental: Consolidation Therapy (Cohort A)
Participants with a partial response to first-line chemotherapy will receive mosunetuzumab up to the recommended consolidation dose (RCD).
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Drug: Mosunetuzumab Intravenous (IV)
Participants in cohorts A and B will receive IV mosunetuzumab. Drug: Tocilizumab Participants will receive tocilizumab via IV as needed to manage severe cytokine release syndrome (CRS). |
Experimental: Elderly/Unfit Previously Untreated Monotherapy (Cohort B)
Elderly/unfit participants with previously untreated DLBCL will receive mosunetuzumab at the previously determined recommended phase II dose (RP2D).
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Drug: Mosunetuzumab Intravenous (IV)
Participants in cohorts A and B will receive IV mosunetuzumab. Drug: Tocilizumab Participants will receive tocilizumab via IV as needed to manage severe cytokine release syndrome (CRS). |
Experimental: Elderly/Unfit Previously Untreated Combination Therapy (Cohort C)
Elderly/unfit participants with previously untreated DLBCL will receive mosunetuzumab in combination with polatuzumab vedotin.
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Drug: Mosunetuzumab Subcutaneous (SC)
Participants in Cohort C will receive SC mosunetuzumab. Drug: Polatuzumab Vedotin Participants in Cohort C will receive IV polatuzumab vedotin. Drug: Tocilizumab Participants will receive tocilizumab via IV as needed to manage severe cytokine release syndrome (CRS). |
- Percentage of Participants with Adverse Events [ Time Frame: Baseline through approximately 90 days after last study treatment ]
- Positron Emission Tomography-Computed Tomography (PET-CT) Complete Response (CR) Rate at Time of Primary Response Assessment (PRA) According to Lugano 2014 Response Criteria (Cohort A) [ Time Frame: 6-8 weeks after Cycle 8 Day 1 or the final dose of study treatment (cycle = 21 days) ]
- PET-CT Objective Response Rate (ORR) at PRA According to Lugano 2014 Response Criteria as Determined by the Investigator (Cohort B) [ Time Frame: 6-8 weeks after Cycle 8 Day 1 or the final dose of study treatment (cycle = 21 days) ]
- PET-CT ORR at PRA According to the Lugano 2014 Criteria as Determined by an Independent Review Committee (IRC) (Cohort C) [ Time Frame: 6-8 weeks after Cycle 8 Day 1 or the final dose of study treatment (cycle = 21 days) ]
- Maximum Serum Concentration (Cmax) of Mosunetuzumab IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Minimum Serum Concentration (Cmin) of Mosunetuzumab IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Area Under the Curve (AUC) of Mosunetuzumab IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Clearance (CL) of Mosunetuzumab IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Volume of Distribution at Steady State (Vss) of Mosunetuzumab IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Maximum Serum Concentration (Cmax) of Mosunetuzumab SC [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Time to Maximum Serum Concentration (Tmax) of Mosunetuzumab SC [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Minimum Serum Concentration (Cmin) of Mosunetuzumab SC [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Area Under the Curve (AUC) of Mosunetuzumab SC [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Clearance (CL) of Mosunetuzumab SC [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Volume of Distribution at Steady State (Vss) of Mosunetuzumab SC [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Maximum Serum Concentration (Cmax) of Polatuzumab Vedotin IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Minimum Serum Concentration (Cmin) of Polatuzumab Vedotin IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Area Under the Curve (AUC) of Polatuzumab Vedotin IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Clearance (CL) of Polatuzumab Vedotin IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Volume of Distribution at Steady State (Vss) of Polatuzumab Vedotin IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- End of Infusion Concentration (Ceoi) of Polatuzumab Vedotin IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Trough Concentration (Ctrough) of Polatuzumab Vedotin IV [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- PET-CT Rate According to the Lugano 2014 Criteria at PRA as Determined by the Investigator (Cohorts B and C) and IRC (Cohort C) [ Time Frame: 6-8 weeks after Cycle 8 Day 1 or the final dose of study treatment (cycle = 21 days) ]
- Objective Response Rate (ORR), Defined as the Proportion of Participants with a Complete Response (CR) or Partial Response (PR) at PRA as Determined by the Investigator (Cohorts A and C) [ Time Frame: Baseline through 2 years after PRA (up to a total of approximately 2.5 years) ]
- Best ORR (CR or PR at any time) During the Study Based on PET-CT and/or CT Scans as Determined by the Investigator (All Cohorts) and by IRC (Cohort C) [ Time Frame: Baseline through 2 years after PRA (up to a total of approximately 2.5 years) ]
- Duration of Response (DOR) as Determined by the Investigator (All Cohorts) and by IRC (Cohort C) [ Time Frame: From the first occurrence of a documented objective response to disease progression, relapse, or death, whichever occurs first (up to approximately 2.5 years) ]
- Duration of Confirmed Response (DOCR) as Determined by the Investigator (All Cohorts) and by IRC (Cohort C) [ Time Frame: From the first occurrence of a documented CR to disease progression or relapse, or death from any cause, whichever occurs first (up to approximately 2.5 years) ]
- Progression-Free Survival (PFS) as Determined by the Investigator (All Cohorts) and by IRC (Cohort C) [ Time Frame: From the first study treatment to the first occurrence of disease progression, relapse, or death, whichever occurs first (up to approximately 2.5 years) ]
- Overall Survival (OS) [ Time Frame: From the first study treatment to death from any cause ]
- Time to Deterioration in European Organization for Research and Treatment of Cancer Quality of Life Questionnaire Core 30 (EORTC QLQ-C30) Physical Functioning and Fatigue (Cohorts B and C) [ Time Frame: From the first study treatment to the first occurrence of disease progression, relapse, initiation of new anti-lymphoma treatment, or death from any cause, whichever occurs first (up to approximately 2.5 years) ]
- Time to Deterioration in European Organization for Research and Treatment of Cancer Item Library (EORTC-IL17) Physical Functioning (Cohorts B and C) [ Time Frame: From the first study treatment to the first occurrence of disease progression, relapse, initiation of new anti-lymphoma treatment, or death from any cause, whichever occurs first (up to approximately 2.5 years) ]
- Time to Deterioration in the Functional Assessment of Cancer Therapy - Lymphoma (FACT-Lym) Subscale (Cohorts B and C) [ Time Frame: From the first study treatment to the first occurrence of disease progression, relapse, initiation of new anti-lymphoma treatment, or death from any cause, whichever occurs first (up to approximately 2.5 years) ]
- Proportion of Participants Achieving a Clinically Meaningful Improvement in Physical Functioning as Measured by EORTC QLQ-C30 (Cohorts B and C) [ Time Frame: From the first study treatment to the first occurrence of disease progression, relapse, initiation of new anti-lymphoma treatment, or death from any cause, whichever occurs first (up to approximately 2.5 years) ]
- Proportion of Participants Achieving a Clinically Meaningful Improvement in Physical Functioning as Measured by EORTC IL17 (Cohorts B and C) [ Time Frame: From the first study treatment to the first occurrence of disease progression, relapse, initiation of new anti-lymphoma treatment, or death from any cause, whichever occurs first (up to approximately 2.5 years) ]
- Anti-Drug Antibodies (ADAs) to Mosunetuzumab [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]
- Anti-Drug Antibodies (ADAs) to Polatuzumab Vedotin (Cohort C) [ Time Frame: At pre-defined intervals from Cycle 1 Day 1 through approximately 90 days after the last study treatment (cycle = 21 days) ]

Choosing to participate in a study is an important personal decision. Talk with your doctor and family members or friends about deciding to join a study. To learn more about this study, you or your doctor may contact the study research staff using the contacts provided below. For general information, Learn About Clinical Studies.
Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria for All Cohorts
- At least one bi-dimensionally measurable nodal lesion, defined as > 1.5 cm in its longest dimension, or one bi-dimensionally measurable extranodal lesion, defined as > 1.0 cm in its longest diameter
- Adequate hematologic function
- Eastern Cooperative Oncology Group (ECOG) Performance Status of 0, 1, or 2; with the exception of South Korea, where participants 80 years or older with ECOG >/= 2 will not be eligible
Inclusion Criteria Specific to Cohort A
Participants in Cohort A must also meet the following criteria for study entry:
- Histologically confirmed DLBCL according to World Health Organization (WHO) 2016 expected to express the cluster of differentiation-20 (CD20) antigen
- One prior therapy with any systemic anthracycline-based chemoimmunotherapy containing regimen for previously untreated DLBCL
- Best response of SD or PR to prior systemic chemoimmunotherapy at the end of induction treatment in accordance with the Lugano 2014 criteria
Inclusion Criteria Specific to Cohorts B and C
Participants in Cohorts B and C must also meet the following criteria for study entry:
- Previously untreated, histologically confirmed, DLBCL according to WHO 2016 classification
- Age >/= 80 years, or
- Age 65-79 years and considered ineligible for chemoimmuotherapy (R-CHOP) with at least one of the following: Impairment in at least two activity of daily living (ADL) components as defined in the protocol; impairment in at least two instrumental ADL components as defined in the protocol; cumulative illness rating scale - geriactic (CIRS-G) score of at least one cormorbidity with a severity score of 3-4 (not including lymphoma and hematologic deficiencies due to lymphoma) or a score of 2 in >/= 8 comorbidities; impairment in cardiac function, renal function, liver function, or other comorbidities such that the participant is unfit for full-dose immunochemotherapy, such as rituximab plus cyclophosphamide, doxorubicin, vincristine, and prednisone (R-CHOP)
- Participants with an initial ECOG performance status of 3 may be considered during screening if the performance status is DLBCL-related and if pre-phase treatment during the screening phase (not more than 100 mg/day up to 7 days prior to Cycle 1 Day 1) results in an improvement of ECOG performance status to </= 2 prior to enrollment
Exclusion Criteria for All Cohorts
Participants who meet any of the following criteria will be excluded from study entry:
- Transformed lymphoma
- CNS lymphoma
- Prior treatment with mosunetuzumab
- Prior stem cell transplant (autologous and allogeneic)
- History of confirmed progressive multifocal leukoencephalopathy (PML)
- Known or suspected chronic active Epstein Barr virus (CAEBV), hepatitis B, hepatitis C (HCV), or Human Immunodeficiency Virus (HIV)
- Known or suspected history of hemophagocytic lymphohistiocytosis (HLH)
- Positive SARS-CoV-2 antigen or PCR test within 30 days prior to Cycle 1 Day 1
- Prior solid organ transplantation
- Current or past history of central nervous system (CNS) disease, such as stroke, epilepsy, CNS vasculitis, or neurodegenerative disease
- Clinically significant history of liver disease
- Prior treatment with radiotherapy within 2 weeks prior to Cycle 1, Day 1 (C1D1)
- Significant cardiovascular disease
Exclusion Criteria Specific to Cohort A
Participants in Cohort A who meet the following criteria will be excluded from study entry:
- Prior anti-lymphoma treatment with chemotherapy, immunotherapy, or biologic therapy 4 weeks prior to C1D1
Exclusion Criterion Specific to Cohorts B and C
Participants in Cohorts B and C who meet the following criterion will be excluded from study entry:
- Prior treatment for DLBCL with chemotherapy, immunotherapy, and biologic therapy
Exclusion Criteria Specific to Cohort C
Participants in Cohort C who meet the following criteria will be excluded from study entry:
- Current Grade >1 peripheral neuropathy by clinical examination or demyelinating form of Charcot-Marie-Tooth disease

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT03677154

Study Director: | Clinical Trials | Hoffmann-La Roche |
Responsible Party: | Hoffmann-La Roche |
ClinicalTrials.gov Identifier: | NCT03677154 |
Other Study ID Numbers: |
GO40554 |
First Posted: | September 19, 2018 Key Record Dates |
Last Update Posted: | May 1, 2023 |
Last Verified: | April 2023 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | Yes |
Plan Description: | Qualified researchers may request access to individual patient level data through the clinical study data request platform (www.vivli.org). Further details on Roche's criteria for eligible studies are available here (https://vivli.org/ourmember/roche/). For further details on Roche's Global Policy on the Sharing of Clinical Information and how to request access to related clinical study documents, see here (https://www.roche.com/research_and_development/who_we_are_how_we_work/clinical_trials/our_commitment_to_data_sharing.htm). |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
Lymphoma Lymphoma, B-Cell Lymphoma, Large B-Cell, Diffuse Neoplasms by Histologic Type Neoplasms Lymphoproliferative Disorders Lymphatic Diseases |
Immunoproliferative Disorders Immune System Diseases Lymphoma, Non-Hodgkin Polatuzumab vedotin Immunoconjugates Immunologic Factors Physiological Effects of Drugs |