Immunotherapy With MK-3475 in Surgically Resectable Head and Neck Squamous Cell Carcinoma
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ClinicalTrials.gov Identifier: NCT02296684 |
Recruitment Status :
Active, not recruiting
First Posted : November 20, 2014
Last Update Posted : December 20, 2022
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Condition or disease | Intervention/treatment | Phase |
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Cancer of Head and Neck Head and Neck Cancer Neoplasms, Head and Neck Carcinoma, Squamous Cell of Head and Neck Squamous Cell Carcinoma of the Head and Neck Squamous Cell Carcinoma, Head and Neck | Biological: MK-3475 (neoadjuvant) Procedure: Surgery Radiation: Intensity modulated radiation therapy Radiation: Image-guided radiation therapy Drug: Cisplatin Biological: MK-3475 (adjuvant) Procedure: Peripheral blood | Phase 2 |
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 67 participants |
Allocation: | Non-Randomized |
Intervention Model: | Sequential Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Immunotherapy With MK-3475 in Locoregionally Advanced, Surgically Resectable Head and Neck Squamous Cell Carcinoma |
Actual Study Start Date : | March 25, 2015 |
Actual Primary Completion Date : | April 5, 2022 |
Estimated Study Completion Date : | December 31, 2025 |

Arm | Intervention/treatment |
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Experimental: Cohort 1: Neoadjuvant MK-3475 and Adjuvant MK-3475
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Biological: MK-3475 (neoadjuvant)
Other Names:
Procedure: Surgery Standard of care Radiation: Intensity modulated radiation therapy Recommended, standard of care
Other Name: IMRT Radiation: Image-guided radiation therapy Recommended, standard of care
Other Name: IGRT Drug: Cisplatin Standard of care
Other Names:
Biological: MK-3475 (adjuvant) Other Names:
Procedure: Peripheral blood -Baseline, time of surgery (between day 14-24 inclusive), 3 months post surgery, 6 months post surgery, 9 months post surgery, 12 months post surgery |
Experimental: Cohort 2: Neoadjuvant MK-3475
-MK-3475 will be given once intravenously and then given again 21 days after dose 1 (14-24 days before standard of care surgery
|
Biological: MK-3475 (neoadjuvant)
Other Names:
Procedure: Surgery Standard of care Radiation: Intensity modulated radiation therapy Recommended, standard of care
Other Name: IMRT Radiation: Image-guided radiation therapy Recommended, standard of care
Other Name: IGRT Drug: Cisplatin Standard of care
Other Names:
Procedure: Peripheral blood -Baseline, time of surgery (between day 14-24 inclusive), 3 months post surgery, 6 months post surgery, 9 months post surgery, 12 months post surgery |
- Locoregional recurrence rates in Cohorts 1 and 2 [ Time Frame: 1 year ]
- Distant failure rate in Cohorts 1 and 2 [ Time Frame: 1 year ]
- Rate of major pathologic treatment effect in Cohort 1 [ Time Frame: After one dose of neoadjuvant MK-3475 ]
- Rate of major pathologic treatment effect in Cohort 2 [ Time Frame: After two doses of neoadjuvant MK-3475 ]
- Occurrence of adverse events in Cohorts 1 and 2 [ Time Frame: 90 days after last dose of MK-3475 ]Reportable adverse events will be tracked for 30 days following the last day of study treatment. For the purposes of this protocol, reportable adverse events are events thought to be possibly, probably, or definitely related to MK-3475. Events thought to be probably or definitely related to surgery, adjuvant chemotherapy, or radiotherapy need not be recorded. Please note that patients must be followed for events of clinical interest for 90 days following the last day of study treatment.
- Surgical complications and/or delays in Cohorts 1 and 2 [ Time Frame: At the time of surgery (approximately 2-3 weeks after registration) ]
- Locoregional recurrence rates in Cohorts 1 and 2 [ Time Frame: Through completion of follow-up (estimated to be 5 years after treatment) ]
- Rate of distant metastases (DM) in Cohorts 1 and 2 [ Time Frame: Through completion of follow-up (estimated to be 5 years after treatment) ]

Choosing to participate in a study is an important personal decision. Talk with your doctor and family members or friends about deciding to join a study. To learn more about this study, you or your doctor may contact the study research staff using the contacts provided below. For general information, Learn About Clinical Studies.
Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Histologically or cytologically confirmed stage III or IV HNSCC oral cavity, hypopharynx, oropharynx, larynx (excluding p16 or HPV-positive oropharynx primaries and sinonasal primaries).
- Measurable disease defined as lesions that can be accurately measured in at least one dimension (longest diameter to be recorded) as >10 mm with CT scan, as >20 mm by chest x-ray, or >10 mm with calipers by clinical exam by RECIST 1.1.
- At least 18 years of age.
- ECOG performance status ≤ 1
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Normal bone marrow and organ function as defined below:
- Absolute neutrophil count ≥ 1,500/mcl
- Platelets ≥ 100,000/mcl
- Hemoglobin ≥ 9 g/dL
- Total bilirubin ≤ 1.5 x IULN OR Direct bilirubin ≤ IULN for patients with total bilirubin > 1.5 x IULN
- AST(SGOT)/ALT(SGPT) ≤ 2.5 x IULN (or ≤ 5 x IULN for patients with liver metastases)
- Serum creatinine ≤ 1.5 x IULN OR Creatinine clearance by Cockcroft-Gault ≥ 30 mL/min/1.73 m2 for patients with creatinine levels > 1.5 x IULN
- INR ≤ 1.5 x IULN unless patient is receiving anticoagulant therapy as long as INR or PTT is within therapeutic range of intended use of anticoagulants
- aPTT ≤ 1.5 x IULN unless patient is receiving anticoagulant therapy as long as INR or PTT is within therapeutic range of intended use of anticoagulants
- Sexually active women of childbearing potential and men must agree to use 2 methods of contraception (hormonal or barrier method of birth control, abstinence) prior to study entry, for the duration of study participation, and for 120 days after last dose of MK-3475. Should a woman become pregnant or suspect she is pregnant while participating in this study, she must inform her treating physician immediately.
- Ability to understand and willingness to sign an IRB approved written informed consent document (or that of legally authorized representative, if applicable).
Exclusion Criteria:
- Prior treatment for head and neck cancer.
- Patients with HPV-positive or p16-positive oropharyngeal SCCA.
- Patients with sinonasal SCCAs
- Patients with metastatic SCCA neck disease with an unknown primary tumor site
- Prior treatment with an anti-PD-1, anti-PD-L1, anti-PD-L2, anti-CD137, or anti-cytotoxic T-lymphocyte-associated antigen-4 (CTLA-4) antibody (including ipilimumab or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways).
- Received a live vaccine within 30 days prior to the first dose of MK-3475. Examples of live vaccines include, but are not limited to, the following: measles, mumps, rubella, varicella/zoster (chicken pox), yellow fever, rabies, Bacillus Calmette-Guérin (BCG), and typhoid vaccine. Seasonal influenza vaccines for injection are generally killed virus vaccines and are allowed; however, intranasal influenza vaccines (e.g. FluMist) are live attenuated viruses and are not allowed.
- A history of other malignancy ≤ 3 years previous with the exception of previous head and neck cancer treated only by surgery, basal cell or squamous cell carcinoma of the skin which were treated with local resection only, or carcinoma in situ of the cervix.
Note: patients with synchronous head and neck cancer primaries are an exception to this criterion and may qualify for the study.
- Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy (in dosing exceeding 10 mg daily of prednisone equivalent) or any other form of immunosuppressive therapy within 7 days prior to the first dose of MK-3475.
- Currently receiving any other investigational agents or has participated in a study of an investigational agent or using an investigational device within 4 weeks of the first dose of MK-3475.
- A history of allergic reactions attributed to compounds of similar chemical or biologic composition to MK-3475 or other agents used in the study.
- Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection requiring systemic therapy, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, immunosuppression, autoimmune conditions, underlying pulmonary disease, or psychiatric illness/social situations that would limit compliance with study requirements.
- Has an active autoimmune disease that has required systemic treatment in the past 2 years (i.e. with use of disease modifying agents, corticosteroids, or immunosuppressive drugs). Replacement therapy (e.g., thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment.
- Has a history of (non-infectious) pneumonitis that required steroids or current pneumonitis.
- Pregnant and/or breastfeeding. Patient must have a negative serum or urine pregnancy test within 72 hours of study entry.
- Known history of active TB (bacillus tuberculosis).
- Known history of hepatitis B (defined as hepatitis B survace antigen [HBsAg] reactive) or known active hepatitis C (defined as HCV RNA [qualitative] is detected) infection. Note: know testing for hepatitis B and hepatitis C is required unless mandated by local health authority.
- Known history of HIV (HIV 1/2 antibodies).

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT02296684
United States, Massachusetts | |
Dana Farber Cancer Institute | |
Boston, Massachusetts, United States, 02215 | |
United States, Missouri | |
Washington University School of Medicine | |
Saint Louis, Missouri, United States, 63110 | |
United States, New York | |
Memorial Sloan Kettering Cancer Center | |
New York, New York, United States, 10065 |
Principal Investigator: | Douglas R Adkins, M.D. | Washington University School of Medicine |
Publications automatically indexed to this study by ClinicalTrials.gov Identifier (NCT Number):
Responsible Party: | Washington University School of Medicine |
ClinicalTrials.gov Identifier: | NCT02296684 |
Other Study ID Numbers: |
201412118 |
First Posted: | November 20, 2014 Key Record Dates |
Last Update Posted: | December 20, 2022 |
Last Verified: | December 2022 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Studies a U.S. FDA-regulated Drug Product: | Yes |
Studies a U.S. FDA-regulated Device Product: | No |
Carcinoma Carcinoma, Squamous Cell Head and Neck Neoplasms Squamous Cell Carcinoma of Head and Neck Neoplasms, Glandular and Epithelial Neoplasms by Histologic Type Neoplasms |
Neoplasms, Squamous Cell Neoplasms by Site Cisplatin Pembrolizumab Antineoplastic Agents Antineoplastic Agents, Immunological |