Safety Study of Autologous Umbilical Cord Blood Cells for Treatment of Hypoplastic Left Heart Syndrome
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ClinicalTrials.gov Identifier: NCT01883076 |
Recruitment Status :
Completed
First Posted : June 21, 2013
Last Update Posted : April 29, 2022
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This is a Phase I study to determine the safety and feasibility of injections of autologous umbilical cord blood (UCB) cells into the right ventricle of Hypoplastic Left Heart Syndrome (HLHS) children undergoing a scheduled Glenn surgical procedure.
The investigators are doing this research study to find out if autologous stem cells from the individual's own umbilical cord blood can be used to strengthen the muscle of the right side of their heart. This will help determine the safety and feasibility of using cell-based regenerative therapy as an additional treatment for the management of HLHS.
Condition or disease | Intervention/treatment | Phase |
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Hypoplastic Left Heart Syndrome | Biological: autologous cell-based delivery | Phase 1 |
Study Type : | Interventional (Clinical Trial) |
Estimated Enrollment : | 30 participants |
Allocation: | N/A |
Intervention Model: | Single Group Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Phase I Safety Study of Autologous Umbilical Cord Blood Derived Mononuclear Cells During Surgical Stage II Palliation of Hypoplastic Left Heart Syndrome |
Actual Study Start Date : | May 15, 2013 |
Actual Primary Completion Date : | April 28, 2021 |
Actual Study Completion Date : | April 28, 2021 |

Arm | Intervention/treatment |
---|---|
Experimental: autologous cell-based delivery
autologous cell-based delivery a target dose of 3 million cells / kg of body weight will be delivered into the right heart muscle at the time of surgery. Cells are derived from autologous (self) umbilical cord blood.
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Biological: autologous cell-based delivery
autologous cells (derived from "self")
Other Name: umbilical cord blood derived mononuclear cells |
- Incidence of all-cause mortality [ Time Frame: Within 2 years following cell therapy treatment ]
- Incidence of new and worsening adverse cardiac events [ Time Frame: Within 2 years following cell therapy treatment ]The adverse cardiac events would include sustained/symptomatic ventricular arrhythmias, heart failure, myocardial infarction, cardiac infections, and unexpected cardiovascular surgery.
- Percentage of subjects whose cells meet all cell release criteria [ Time Frame: Up to 2 years ]
- Percentage of subjects enrolled who undergo cell therapy treatment [ Time Frame: Up to 2 years ]
- Change in right ventricular ejection fraction at one month according to cardiac imaging with echocardiography [ Time Frame: baseline, 1 month ]
- Change in right ventricular ejection fraction at 3 months according to cardiac imaging with echocardiography [ Time Frame: baseline, 3 months ]
- Change in right ventricular ejection fraction at 6 months according to cardiac imaging with echocardiography [ Time Frame: baseline, 6 months ]
- Change in right ventricle tricuspid annular plane systolic excursion (TAPSE) at one month according to cardiac imaging with echocardiography [ Time Frame: baseline, 1 month ]
- Change in right ventricle TAPSE at 3 months according to cardiac imaging with echocardiography [ Time Frame: baseline, 3 months ]
- Change in right ventricle TAPSE at 6 months according to cardiac imaging with echocardiography [ Time Frame: baseline, 6 months ]
- Change in right ventricle fractional area change at one month according to cardiac imaging with echocardiography [ Time Frame: baseline, 1 month ]
- Change in right ventricle fractional area change at 3 months according to cardiac imaging with echocardiography [ Time Frame: baseline, 3 months ]
- Change in right ventricle fractional area change at 6 months according to cardiac imaging with echocardiography [ Time Frame: baseline, 6 months ]

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Ages Eligible for Study: | up to 18 Months (Child) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria
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Individuals with autologous cord blood product that met all cell release criteria (listed on the certificate of analysis from Mayo Clinic Human Cell Therapy Lab) as follows:
- No aerobic or anaerobic bacterial growth after 14 days
- Greater than 70% cell viability pre-freeze
- Total Nucleated Cells (TNC) concentration of 30-42 x 106 cells/mL (pre-freeze)
- Minimum of one (1) vial of cells
- Mononuclear cell percentage of greater than 50%
- Endotoxin result of less than 16 Endotoxin Units (EU)/mL.
- Mother's serology test results are negative for HIV, Hepatitis B, and Hepatitis C.
- Individuals with HLHS having undergone Stage I surgical palliation and undergoing planned Stage II palliative Glenn surgery.
- Ages up to 18 months are eligible if written informed consent can be obtained from both parents (unless one parent is not reasonably available) and/or legal guardians.
Exclusion Criteria
- Child who's UCB does not meet the specified cell release criteria in Inclusion Criterion #1.
- History of dimethyl sulfoxide (DMSO) reaction for either the child or mother.
- Parent(s)/child unwilling to participate.
- Child with severe chronic diseases, extensive extra-cardiac syndromic features, or history of cancer.
- Child not completing all pre-procedure work-up within 10 days of the Stage II Glenn surgery as listed in section 6 of this protocol AND lack of pre-procedure work-up documented as a safety concern by a site investigator.
- Child who's cells have been compromised after meeting cell release criteria (as defined in Inclusion Criterion #1).
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Child with the following complications of their congenital heart disease:
- Any condition requiring urgent, or unplanned procedure within 15 days prior to Stage II surgical repair
- Severe pulmonary hypertension (reported in the medical record as >70% systemic pressure)
- Other clinical concerns as documented by a site investigator that would predict (more likely to happen than not to happen) a risk of severe complications or very poor outcome during or after Stage II surgical repair.

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT01883076
United States, California | |
Children's Hospital Los Angeles | |
Los Angeles, California, United States, 90027 | |
United States, Colorado | |
Children's Hospital Colorado | |
Aurora, Colorado, United States, 80045 | |
United States, Minnesota | |
Children's Hospital of Minnesota | |
Minneapolis, Minnesota, United States, 55404 | |
Mayo Clinic | |
Rochester, Minnesota, United States, 55905 | |
United States, Oklahoma | |
Oklahoma University Children's Hospital | |
Oklahoma City, Oklahoma, United States, 73104 | |
United States, Pennsylvania | |
Children's Hospital of Philadelphia | |
Philadelphia, Pennsylvania, United States, 19104 |
Study Director: | Timothy J Nelson, M.D., Ph.D. | Mayo Clinic | |
Principal Investigator: | Muhammad Y Qureshi, MBBS | Mayo Clinic | |
Principal Investigator: | Harold M Burkhart, M.D. | Oklahoma University Children's Hospital | |
Principal Investigator: | Joseph W Rossano, M.D. | Children's Hospital of Philadelphia | |
Principal Investigator: | David M Overman, M.D. | Children's Hospital of Minnesota | |
Principal Investigator: | Ram Kumar Subramanyan, M.D., Ph.D. | Children's Hospital Los Angeles | |
Principal Investigator: | James Jaggers, M.D. | Children's Hospital Colorado |
Responsible Party: | Timothy J Nelson, MD, PhD, Program Director, ReGen Theranostics, Inc. |
ClinicalTrials.gov Identifier: | NCT01883076 |
Other Study ID Numbers: |
12-008521 |
First Posted: | June 21, 2013 Key Record Dates |
Last Update Posted: | April 29, 2022 |
Last Verified: | April 2022 |
Individual Participant Data (IPD) Sharing Statement: | |
Plan to Share IPD: | No |
Hypoplastic Left Heart Syndrome HLHS Congenital Heart Disease Umbilical cord blood UCB |
Cord blood Stem cells Regenerative therapy Stage II Glenn Glenn Surgery |
Hypoplastic Left Heart Syndrome Syndrome Disease Pathologic Processes Heart Defects, Congenital |
Cardiovascular Abnormalities Cardiovascular Diseases Heart Diseases Congenital Abnormalities |