Vaccine Therapy in Combination With Rintatolimod and/or Sargramostim in Treating Patients With Stage II-IV HER2-Positive Breast Cancer
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ClinicalTrials.gov Identifier: NCT01355393 |
Recruitment Status :
Completed
First Posted : May 18, 2011
Last Update Posted : February 10, 2020
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Condition or disease | Intervention/treatment | Phase |
---|---|---|
HER2-positive Breast Cancer Male Breast Cancer Recurrent Breast Cancer Stage II Breast Cancer Stage IIIA Breast Cancer Stage IIIB Breast Cancer Stage IIIC Breast Cancer Stage IV Breast Cancer | Biological: HER-2/neu peptide vaccine Biological: sargramostim Drug: rintatolimod | Phase 1 Phase 2 |
OBJECTIVES:
I. To choose the most promising (maximum biologic dose [MBD]) of five different doses (4, 20, 79, 495 and 2000 mcg) of Ampligen (rintatolimod) administered intradermally (i.d.) as an adjuvant with HER2 vaccination, with respect to toxicity and incidence and magnitude of immune response.
II. To determine, using MBD of Ampligen (defined in first primary aim), whether Ampligen when given with GM-CSF as a combined adjuvant strategy with HER2 vaccination increases both the incidence and magnitude of HER2 Th1 immunity as compared to the standard GM-CSF adjuvant strategy.
OUTLINE: This will be a phase I-II randomized two-stage HER2 vaccine study in breast cancer patients.
STUDY STAGE I: There are five groups of patients randomized to 1 of 5 arms with each arm receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses) given i.d.
STUDY STAGE II: Patients are randomized to 1 of 2 treatment arms.
ARM I: Patients receive the synthetic HER-2/neu peptide vaccine admixed with rintatolimod given i.d.
ARM II: 24 patients will receive the HER-2/neu peptide vaccine admixed with GM-CSF and the other 24 patients will receive the HER-2/neu peptide vaccine admixed with GM-CSF in addition to rintatolimod (dose set by Stage I group that had the most active response) given i.d.
In both study stages, treatment repeats every month for up to 3 months in the absence of disease progression or unacceptable toxicity.
After completion of last vaccine, patients are followed up at 1 and 12 months.
Study Type : | Interventional (Clinical Trial) |
Actual Enrollment : | 50 participants |
Allocation: | Randomized |
Intervention Model: | Sequential Assignment |
Masking: | None (Open Label) |
Primary Purpose: | Treatment |
Official Title: | Phase I-II Study of HER2 Vaccination With Poly(I) • Poly(C12U) (Ampligen®) as an Adjuvant in Optimally Treated Breast Cancer Patients |
Study Start Date : | July 2011 |
Actual Primary Completion Date : | November 2013 |

Arm | Intervention/treatment |
---|---|
Experimental: Stage I, Arm 1 (HER-2/neu peptide vaccine and rintatolimod)
Arm 1: HER2 peptide vaccine + 4 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses). |
Biological: HER-2/neu peptide vaccine
Given ID
Other Name: HER-2 Drug: rintatolimod Given ID
Other Names:
|
Active Comparator: Stage II, Arm I (HER-2/neu peptide vaccine and sargramostim)
Patients receive synthetic HER-2/neu peptide vaccine admixed with GM-CSF ID.
|
Biological: HER-2/neu peptide vaccine
Given ID
Other Name: HER-2 Biological: sargramostim Given ID
Other Names:
|
Experimental: Stage II, Arm II (HER-2 vaccine, sargramostim, rintatolimod)
Patients receive synthetic HER-2/neu peptide vaccine admixed with GM-CSF and rintatolimod ID
|
Biological: HER-2/neu peptide vaccine
Given ID
Other Name: HER-2 Biological: sargramostim Given ID
Other Names:
Drug: rintatolimod Given ID
Other Names:
|
Experimental: Stage I, Arm 2 (HER-2/neu peptide vaccine and rintatolimod)
Arm 2: HER2 peptide vaccine + 20 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses). |
Biological: HER-2/neu peptide vaccine
Given ID
Other Name: HER-2 Drug: rintatolimod Given ID
Other Names:
|
Experimental: Stage I, Arm 3 (HER-2/neu peptide vaccine and rintatolimod)
Arm 3: HER2 peptide vaccine + 79 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses). |
Biological: HER-2/neu peptide vaccine
Given ID
Other Name: HER-2 Drug: rintatolimod Given ID
Other Names:
|
Experimental: Stage I, Arm 4 (HER-2/neu peptide vaccine and rintatolimod)
Arm 4: HER2 peptide vaccine + 495 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses). |
Biological: HER-2/neu peptide vaccine
Given ID
Other Name: HER-2 Drug: rintatolimod Given ID
Other Names:
|
Experimental: Stage I; Arm 5 (HER-2/neu peptide vaccine and rintatolimod)
Arm 5: HER2 peptide vaccine + 2000 mcg Ampligen® Five groups of randomized patients with each group receiving the synthetic HER-2/neu peptide vaccine admixed with rintatolimod (different doses). |
Biological: HER-2/neu peptide vaccine
Given ID
Other Name: HER-2 Drug: rintatolimod Given ID
Other Names:
|
- Evaluation of immune response among the different treatment arms in Stage I and II [ Time Frame: Up to 12 months post-vaccination ]Standard interferon (IFN)-gamma enzyme-linked immunospot (ELISPOT) assay will be used to evaluate CD4+ 1 T cell responses to HER2 immunizing peptides.
- Evaluation of safety and systemic toxicity among the different treatment arms in Stage I and II [ Time Frame: Up to 4 months ]Toxicity grading will be evaluated per Cancer Therapy Evaluation Program (CTEP) Common Terminology Criteria for Adverse Events (CTCAE) 4.0 and monitoring of adverse events (AEs) will be done per Food and Drug Administration (FDA) and National Cancer Institute (NCI) guidelines.
- Disease-free survival [ Time Frame: Time from study enrollment to time of first event, assessed up to 12 months post-vaccination ]Though not statistically powered to this endpoint, large differences if observed between the vaccine treatment groups will be noted and described.
- Overall survival [ Time Frame: Time from study enrollment to time of first event, assessed up to 12 months post-vaccination ]Though not statistically powered to this endpoint, large differences if observed between the vaccine treatment groups will be noted and described.

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Ages Eligible for Study: | 18 Years and older (Adult, Older Adult) |
Sexes Eligible for Study: | All |
Accepts Healthy Volunteers: | No |
Inclusion Criteria:
- Patients with stage II, or III HER2+ breast cancer who have completed definitive standard treatment and are in complete remission - or -
-
Patients with stage IV HER2+ breast cancer treated to:
- No evidence of disease, or
- Stable bone only disease after definitive therapy
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Patients must have demonstrated HER2 positive disease, by one of the following methods:
- Immunohistochemical (IHC) staining of 1+, 2+ or 3+ for the HER2 protein, or
- Amplification of the HER2 gene on fluorescence in situ hybridization (FISH)
- Patients must be at least 14 days post cytotoxic chemotherapy prior to enrollment
- Patients must be at least 14 days post systemic steroids prior to enrollment
- Patients on bisphosphonates or continued hormone therapy are eligible
- Men and women of reproductive ability must agree to contraceptive use during the entire study period
- Patients must have Zubrod Performance Status Score of =< 2
- Patients must have recovered from major infections and/or surgical procedures, and in the opinion of the investigator, not have any significant active concurrent medical illnesses precluding protocol treatment
- White blood cell count (WBC) >= 3000/mm^3
- Hemoglobin (Hgb) >= 10 mg/dl
- Serum creatinine =< 2.0 mg/dl or creatinine clearance > 60 ml/min
- Total bilirubin =< 1.5 mg/dl
- Serum glutamic oxaloacetic transaminase (SGOT) =< 2.5 times the upper limit of normal
- Patients on trastuzumab monotherapy must have adequate cardiac function as demonstrated by normal ejection fractions (EF) on multi gated acquisition scan (MUGA) scan or echocardiogram performed within the last 3 months of eligibility sign off
Exclusion Criteria:
- Restrictive cardiomyopathy
- Unstable angina within 6 months prior to enrollment
- New York Heart Association functional class III-IV heart failure
- Symptomatic pericardial effusion
- Patients with any contraindication to receiving rhuGM-CSF based products
- Patients with any clinically significant autoimmune disease requiring active treatment
- Patients receiving any concurrent immunomodulators within 30 days of eligibility sign-off
- Patients who are pregnant or breast-feeding
- Patients who are simultaneously enrolled in any other treatment study
- Patients who have received a previous HER2 breast cancer vaccine

To learn more about this study, you or your doctor may contact the study research staff using the contact information provided by the sponsor.
Please refer to this study by its ClinicalTrials.gov identifier (NCT number): NCT01355393
United States, Washington | |
Fred Hutchinson Cancer Research Center/University of Washington Cancer Consortium | |
Seattle, Washington, United States, 98109 |
Principal Investigator: | Lupe Salazar | Fred Hutchinson Cancer Research Center/University of Washington Cancer Consortium |
Responsible Party: | University of Washington |
ClinicalTrials.gov Identifier: | NCT01355393 |
Other Study ID Numbers: |
7425 NCI-2011-00658 ( Registry Identifier: CTRP (Clinical Trial Reporting Program) ) 7425/133 133 [Tumor Vaccine Group] 7425 ( Other Identifier: Fred Hutchinson Cancer Research Center/University of Washington Cancer Consortium ) P30CA015704 ( U.S. NIH Grant/Contract ) |
First Posted: | May 18, 2011 Key Record Dates |
Last Update Posted: | February 10, 2020 |
Last Verified: | June 2019 |
Breast Cancer HER2+ Vaccine |
Stage II Stage III Stage IV |
Breast Neoplasms Breast Neoplasms, Male Neoplasms by Site Neoplasms Breast Diseases Skin Diseases |
poly(I).poly(c12,U) Sargramostim Immunologic Factors Physiological Effects of Drugs Antiviral Agents Anti-Infective Agents |